The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in publicly-traded equity securities of alternative energy companies (both U.S. and non-U.S.). The Advisor will invest the fund's assets in securities of all market capitalization companies, but under normal market conditions, it will invest in companies with a minimum market capitalization of $500 milllion. The fund will invest in companies economically tied to U.S. and to foreign countries, including, potentially, companies domiciled or traded in emerging markets.

Nasdaq

GAAEX

The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in publicly-traded equity securities of both U.S. and non-U.S. companies principally engaged in the production, exploration or discovery, or distribution of energy including the research and development or production of alternative energy sources. It will invest in companies economically tied to U.S. and to foreign countries, including, potentially, companies domiciled or traded in emerging markets.

GAGEX

The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in a combination of Renminbi Yuan-denominated bonds that are issued by corporations and by the Chinese government. It may, when desirable, invest up to 20% of its net assets in convertible securities of companies connected to the China region. The fund also may invest in commercial paper, convertible securities and equity-linked notes, denominated in RMB or Yuan or other currencies. It is non-diversified.

GARBX

The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in publicly-traded equity securities of companies that are tied economically to countries in Asia excluding Japan. Under normal market conditions it will invest in securities of companies in at least four different countries in Asia. The fund will invest in companies in emerging market countries.

IASMX

The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in publicly-traded equity securities of companies that are either primarily traded on the China or Hong Kong exchanges or that derive at least 50% of their revenues from business activities in China and/or Hong Kong, but which may be listed and traded elsewhere. The fund will invest in companies with a minimum market capitalization of $500 million, including companies in emerging markets.

ICHKX

The fund invests in publicly-traded equity securities of companies that the Advisor believes are positioned for growth due to advances in technology, communications, globalism or innovative management. The adviser will consider all companies in the world's developed stock markets, such as the United States, the United Kingdom, Canada, Japan, Hong Kong, Singapore, Australia, New Zealand and other stock markets in the European Union. The adviser also may consider investments in emerging stock markets. At least 40% of the fund's assets will be invested in global securities.

Symbol	Full Name	Category	Inception	Expense Ratio	YTD Return	10Y Return (Annualized)	Dividend Yield
GAAEX	Guinness Atkinson Alternative Energy Fund	Global Equities	Mar 30, 2006	1.98%	1.92%	3.58%	0.00%
GAGEX	Guinness Atkinson Global Energy Fund	Energy Equities	Jun 29, 2004	1.46%	12.16%	-1.19%	3.86%
GARBX	Guinness Atkinson Renminbi Yuan & Bond Fund	Emerging Markets Bonds	Jun 29, 2011	0.90%	0.00%	0.59%	0.27%
IASMX	Guinness Atkinson Asia Focus Fund	Asia Pacific Equities	Apr 28, 1996	1.98%	-0.07%	3.63%	1.16%
ICHKX	Guinness Atkinson China And Hong Kong Fund	China Equities	Jun 29, 1994	1.71%	1.17%	1.37%	0.73%
IWIRX	Guinness Atkinson Global Innovators Fund	Large Cap Growth Equities	Dec 15, 1998	1.24%	12.61%	12.59%	3.42%

Guinness Atkinson Mutual Funds List

Risk vs. Return Scatterplot