The fund invests at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of small capitalization companies based in the U.S. The fund managers consider a company to be based in the U.S. if it is publicly traded in the U.S. and it satisfies one or more of the following additional criteria: it is incorporated in the U.S., it is headquartered in the U.S., its reported assets are primarily located in the U.S., or it derives the majority of its revenue from the U.S.

Nasdaq

FTHNX

FullerThaler's U.S. small-cap blend mutual fund seeks long-term capital appreciation by investing in domestic stocks with market capitalizations similar to the Russell 2000® Index, aiming to capitalize on behavioral biases such as market over-reaction to negative information and under-reaction to positive information through companies exhibiting significant insider buying, stock repurchases, or large earnings surprises.

FTHSX

Under normal circumstances, the fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of micro capitalization ("micro-cap") companies based in the U.S. ("80% Policy"). It may invest a portion of its assets in real estate investment trusts ("REITs"), Business Development Companies (BDCs), and Exchange Traded Funds (ETFs) whose investment characteristics are consistent with the fund's principal investment strategy.

FTMSX

Under normal circumstances, the fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of small to medium capitalization companies based in the U.S. ("80% Policy"). It may invest a portion of its assets in real estate investment trusts ("REITs"), Business Development Companies (BDCs), and Exchange Traded Funds (ETFs) whose investment characteristics are consistent with the fund's principal investment strategy.

FTSIX

The investment seeks long-term capital appreciation. The fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of medium capitalization ("mid-cap") companies based in the U.S. ("80% Policy"). It may also invest a portion of its assets in real estate investment trusts ("REITs").

FTVNX

The fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of small capitalization ("small-cap") companies based in the U.S. ("80% Policy"). It may invest a portion of its assets in real estate investment trusts ("REITs").

FTXNX

The FullerThaler Behavioral Small-Cap Growth Fund seeks long-term capital appreciation by investing primarily in U.S. small-cap growth companies, employing a behavioral finance-driven investment process to capitalize on market inefficiencies arising from investor behavior.

FTXSX

The fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of companies of all market capitalizations based in the U.S. ("80% Policy"). It may invest a portion of its assets in real estate investment trusts ("REITs"), Business Development Companies (BDCs), and Exchange Traded Funds (ETFs whose investment characteristics are consistent with the fund's principal investment strategy. The fund is non-diversified.

Symbol	Full Name	Category	Inception	Expense Ratio	YTD Return	10Y Return (Annualized)	Dividend Yield	Risk / Return Rank
FTHNX	Fuller & Thaler Behavioral Small-Cap Equity Fund	Small Cap Blend Equities	Sep 8, 2011	1.03%	0.58%	13.10%	0.28%	60
FTHSX	FullerThaler Behavioral Small-Cap Equity Fund Clas...	Small Cap Blend Equities	Sep 8, 2011	0.76%	0.64%	13.39%	0.54%	56
FTMSX	Fuller & Thaler Behavioral Micro-Cap Equity Fund	Small Cap Blend Equities	Dec 28, 2018	2.30%	-0.41%	—	0.00%	29
FTSIX	Fuller & Thaler Behavioral Small-Mid Core Equity F...	Mid Cap Blend Equities	Dec 26, 2018	2.69%	6.17%	—	0.61%	45
FTVNX	Fuller & Thaler Behavioral Mid-Cap Value Fund	Mid Cap Value Equities	Dec 21, 2017	1.31%	-0.12%	—	1.60%	5
FTXNX	Fuller & Thaler Behavioral Small-Cap Growth Fund	Small Cap Growth Equities	Dec 21, 2017	1.44%	1.90%	—	0.00%	68
FTXSX	FullerThaler Behavioral Small-Cap Growth Fund	Small Cap Growth Equities	Dec 21, 2017	1.00%	1.97%	—	0.00%	62
FTZIX	Fuller & Thaler Behavioral Unconstrained Equity Fu...	Large Cap Blend Equities	Dec 26, 2018	1.12%	4.19%	—	0.05%	84

Fuller & Thaler Asset Mgmt Mutual Funds List

Risk vs. Return Scatterplot