STXK vs. SHOC

Last updated Apr 1, 2026

Compare and contrast key facts about Strive Small-Cap ETF (STXK) and Strive U.S. Semiconductor ETF (SHOC).

STXK and SHOC are both exchange-traded funds (ETFs), meaning they are traded on stock exchanges and can be bought and sold throughout the day. STXK is a passively managed fund by Strive that tracks the performance of the Bloomberg US 600 Index - Benchmark TR Gross. It was launched on Nov 9, 2022. SHOC is a passively managed fund by Strive that tracks the performance of the Bloomberg US Listed Semiconductors Select Index - Benchmark TR Gross. It was launched on Oct 5, 2022. Both STXK and SHOC are passive ETFs, meaning that they are not actively managed but aim to replicate the performance of the underlying index as closely as possible.

Performance

STXK vs. SHOC - Performance Comparison

The chart below illustrates the hypothetical performance of a $10,000 investment in Strive Small-Cap ETF (STXK) and Strive U.S. Semiconductor ETF (SHOC). The values are adjusted to include any dividend payments, if applicable.

STXK vs. SHOC - Yearly Performance Comparison

	2026 (YTD)	2025	2024	2023	2022
STXK Strive Small-Cap ETF	0.52%	7.82%	9.47%	20.15%	-4.99%
SHOC Strive U.S. Semiconductor ETF	5.01%	49.91%	16.74%	61.97%	-6.28%

Returns By Period

In the year-to-date period, STXK achieves a 0.52% return, which is significantly lower than SHOC's 5.01% return.

STXK

• 1D: 2.92%
• 1M: -5.55%
• YTD: 0.52%
• 6M: 1.39%
• 1Y: 18.03%
• 3Y*: 11.21%
• 5Y*: —
• 10Y*: —

SHOC

• 1D: 5.53%
• 1M: -5.22%
• YTD: 5.01%
• 6M: 15.41%
• 1Y: 81.91%
• 3Y*: 33.41%
• 5Y*: —
• 10Y*: —

*Multi-year figures are annualized to reflect compound growth (CAGR)

STXK vs. SHOC - Expense Ratio Comparison

STXK has a 0.18% expense ratio, which is lower than SHOC's 0.40% expense ratio.

SHOC

Strive U.S. Semiconductor ETF

STXK

Strive Small-Cap ETF

Return for Risk

STXK vs. SHOC — Risk / Return Rank

Compare risk-adjusted metric ranks to identify better-performing investments over the past 12 months.

STXK

STXK Risk / Return Rank: 46
STXK Sharpe Ratio Rank: 43
STXK Sortino Ratio Rank: 46
STXK Omega Ratio Rank: 43
STXK Calmar Ratio Rank: 46
STXK Martin Ratio Rank: 50

SHOC

SHOC Risk / Return Rank: 94
SHOC Sharpe Ratio Rank: 93
SHOC Sortino Ratio Rank: 93
SHOC Omega Ratio Rank: 91
SHOC Calmar Ratio Rank: 97
SHOC Martin Ratio Rank: 97

The rank (0–100) shows how this investment's returns compare to the risk taken. Higher = better. Based on the past 12 months of data, combining Sharpe, Sortino, and other metrics used by quantitative funds and institutional investors.

STXK vs. SHOC - Risk-Adjusted Trends Comparison

This table presents a comparison of risk-adjusted performance metrics for Strive Small-Cap ETF (STXK) and Strive U.S. Semiconductor ETF (SHOC). Risk-adjusted metrics are performance indicators that assess an investment's returns in relation to its risk, enabling a more accurate comparison of different investment options.

	STXK	SHOC	Difference
Sharpe ratio Return per unit of total volatility	0.81	2.17	-1.36
Sortino ratio Return per unit of downside risk	1.29	2.79	-1.50
Omega ratio Gain probability vs. loss probability	1.17	1.39	-0.22
Calmar ratio Return relative to maximum drawdown	1.21	5.24	-4.03
Martin ratio Return relative to average drawdown	4.91	18.45	-13.55
Data is calculated on a 1-year rolling basis and updated daily. The trend shows the change in the indicator over the past month.

STXK vs. SHOC - Sharpe Ratio Comparison

The current STXK Sharpe Ratio is 0.81, which is lower than the SHOC Sharpe Ratio of 2.17. The chart below compares the historical Sharpe Ratios of STXK and SHOC, offering insights into how both investments have performed under varying market conditions. These values are calculated using daily returns over the previous 12 months.

Sharpe Ratios by Period

	STXK	SHOC	Difference
Sharpe Ratio (1Y) Calculated over the trailing 1-year period	0.81	2.17	-1.36
Sharpe Ratio (All Time) Calculated using the full available price history	0.46	1.04	-0.58

Correlation

The correlation between STXK and SHOC is 0.61, which is considered to be moderate. This suggests that the two assets have some degree of positive relationship in their price movements. Moderate correlation can be acceptable for portfolio diversification, offering a balance between risk and potential returns.

Dividends

STXK vs. SHOC - Dividend Comparison

STXK's dividend yield for the trailing twelve months is around 1.52%, more than SHOC's 0.23% yield.

	TTM	2025	2024	2023	2022
STXK Strive Small-Cap ETF	1.52%	1.29%	1.64%	1.14%	0.31%
SHOC Strive U.S. Semiconductor ETF	0.23%	0.23%	0.35%	0.65%	0.24%

Drawdowns

STXK vs. SHOC - Drawdown Comparison

The maximum STXK drawdown since its inception was -27.12%, smaller than the maximum SHOC drawdown of -37.54%. Use the drawdown chart below to compare losses from any high point for STXK and SHOC.

Drawdown Indicators

	STXK	SHOC	Difference
Max Drawdown Largest peak-to-trough decline	-27.12%	-37.54%	+10.42%
Max Drawdown (1Y) Largest decline over 1 year	-14.89%	-15.48%	+0.59%
Current Drawdown Current decline from peak	-7.18%	-9.87%	+2.69%
Average Drawdown Average peak-to-trough decline	-5.81%	-7.77%	+1.96%
Ulcer Index Depth and duration of drawdowns from previous peaks	3.68%	4.40%	-0.72%

Volatility

STXK vs. SHOC - Volatility Comparison

The current volatility for Strive Small-Cap ETF (STXK) is 6.39%, while Strive U.S. Semiconductor ETF (SHOC) has a volatility of 11.97%. This indicates that STXK experiences smaller price fluctuations and is considered to be less risky than SHOC based on this measure. The chart below showcases a comparison of their rolling one-month volatility.

Volatility by Period

	STXK	SHOC	Difference
Volatility (1M) Calculated over the trailing 1-month period	6.39%	11.97%	-5.58%
Volatility (6M) Calculated over the trailing 6-month period	12.67%	24.95%	-12.28%
Volatility (1Y) Calculated over the trailing 1-year period	22.32%	37.95%	-15.63%
Volatility (5Y) Calculated over the trailing 5-year period, annualized	20.37%	35.06%	-14.69%
Volatility (10Y) Calculated over the trailing 10-year period, annualized	20.37%	35.06%	-14.69%