PPSIX vs. NPSRX
Compare and contrast key facts about Principal Spectrum Preferred and Capital Securities Income Fund (PPSIX) and Nuveen Preferred Securities & Income Fund (NPSRX).
PPSIX is managed by Principal. It was launched on Apr 30, 2002. NPSRX is managed by Nuveen. It was launched on Dec 18, 2006.
Performance
PPSIX vs. NPSRX - Performance Comparison
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PPSIX vs. NPSRX - Yearly Performance Comparison
| 2026 (YTD) | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | |
|---|---|---|---|---|---|---|---|---|---|---|
PPSIX Principal Spectrum Preferred and Capital Securities Income Fund | -1.61% | 7.86% | 9.82% | 5.88% | -10.67% | 3.03% | 5.47% | 16.45% | -4.54% | 10.51% |
NPSRX Nuveen Preferred Securities & Income Fund | -1.95% | 11.19% | 9.12% | 6.19% | -9.50% | 5.43% | 5.53% | 17.68% | -5.65% | 11.27% |
Returns By Period
In the year-to-date period, PPSIX achieves a -1.61% return, which is significantly higher than NPSRX's -1.95% return. Over the past 10 years, PPSIX has underperformed NPSRX with an annualized return of 4.34%, while NPSRX has yielded a comparatively higher 5.22% annualized return.
PPSIX
- 1D
- 0.00%
- 1M
- -2.98%
- YTD
- -1.61%
- 6M
- -0.58%
- 1Y
- 4.72%
- 3Y*
- 8.02%
- 5Y*
- 2.57%
- 10Y*
- 4.34%
NPSRX
- 1D
- -0.13%
- 1M
- -3.30%
- YTD
- -1.95%
- 6M
- 0.47%
- 1Y
- 6.96%
- 3Y*
- 9.61%
- 5Y*
- 3.48%
- 10Y*
- 5.22%
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PPSIX vs. NPSRX - Expense Ratio Comparison
PPSIX has a 0.79% expense ratio, which is higher than NPSRX's 0.74% expense ratio.
Return for Risk
PPSIX vs. NPSRX — Risk / Return Rank
PPSIX
NPSRX
PPSIX vs. NPSRX - Risk-Adjusted Trends Comparison
This table presents a comparison of risk-adjusted performance metrics for Principal Spectrum Preferred and Capital Securities Income Fund (PPSIX) and Nuveen Preferred Securities & Income Fund (NPSRX). Risk-adjusted metrics are performance indicators that assess an investment's returns in relation to its risk, enabling a more accurate comparison of different investment options.
| PPSIX | NPSRX | Difference | |
|---|---|---|---|
Sharpe ratioReturn per unit of total volatility | 1.66 | 2.05 | -0.39 |
Sortino ratioReturn per unit of downside risk | 2.10 | 2.78 | -0.68 |
Omega ratioGain probability vs. loss probability | 1.39 | 1.50 | -0.10 |
Calmar ratioReturn relative to maximum drawdown | 1.45 | 2.08 | -0.64 |
Martin ratioReturn relative to average drawdown | 6.47 | 8.55 | -2.08 |
Data is calculated on a 1-year rolling basis and updated daily. The trend shows the change in the indicator over the past month. | |||
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Sharpe Ratios by Period
| PPSIX | NPSRX | Difference | |
|---|---|---|---|
Sharpe Ratio (1Y)Calculated over the trailing 1-year period | 1.66 | 2.05 | -0.39 |
Sharpe Ratio (5Y)Calculated over the trailing 5-year period | 0.61 | 0.70 | -0.09 |
Sharpe Ratio (10Y)Calculated over the trailing 10-year period | 0.82 | 0.83 | -0.01 |
Sharpe Ratio (All Time)Calculated using the full available price history | 0.58 | 0.48 | +0.10 |
Correlation
The correlation between PPSIX and NPSRX is 0.78, which is considered to be high. That indicates a strong positive relationship between their price movements. Having highly-correlated positions in a portfolio may signal a lack of diversification, potentially leading to increased risk during market downturns.
Dividends
PPSIX vs. NPSRX - Dividend Comparison
PPSIX's dividend yield for the trailing twelve months is around 5.39%, less than NPSRX's 5.45% yield.
| TTM | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
PPSIX Principal Spectrum Preferred and Capital Securities Income Fund | 5.39% | 5.59% | 5.34% | 4.82% | 5.54% | 4.39% | 4.44% | 4.87% | 5.79% | 5.04% | 5.86% | 6.09% |
NPSRX Nuveen Preferred Securities & Income Fund | 5.45% | 5.72% | 5.38% | 5.87% | 6.18% | 4.97% | 5.02% | 5.39% | 6.00% | 5.51% | 5.81% | 6.20% |
Drawdowns
PPSIX vs. NPSRX - Drawdown Comparison
The maximum PPSIX drawdown since its inception was -52.75%, smaller than the maximum NPSRX drawdown of -62.52%. Use the drawdown chart below to compare losses from any high point for PPSIX and NPSRX.
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Drawdown Indicators
| PPSIX | NPSRX | Difference | |
|---|---|---|---|
Max DrawdownLargest peak-to-trough decline | -52.75% | -62.52% | +9.77% |
Max Drawdown (1Y)Largest decline over 1 year | -3.18% | -3.46% | +0.28% |
Max Drawdown (5Y)Largest decline over 5 years | -17.37% | -17.65% | +0.28% |
Max Drawdown (10Y)Largest decline over 10 years | -22.82% | -26.47% | +3.65% |
Current DrawdownCurrent decline from peak | -3.18% | -3.30% | +0.12% |
Average DrawdownAverage peak-to-trough decline | -3.30% | -4.85% | +1.55% |
Ulcer IndexDepth and duration of drawdowns from previous peaks | 0.71% | 0.84% | -0.13% |
Volatility
PPSIX vs. NPSRX - Volatility Comparison
Principal Spectrum Preferred and Capital Securities Income Fund (PPSIX) and Nuveen Preferred Securities & Income Fund (NPSRX) have volatilities of 1.29% and 1.24%, respectively, indicating that both stocks experience similar levels of price fluctuations. This suggests that the risk associated with both stocks, as measured by volatility, is nearly the same. The chart below showcases a comparison of their rolling one-month volatility.
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Volatility by Period
| PPSIX | NPSRX | Difference | |
|---|---|---|---|
Volatility (1M)Calculated over the trailing 1-month period | 1.29% | 1.24% | +0.05% |
Volatility (6M)Calculated over the trailing 6-month period | 1.81% | 2.17% | -0.36% |
Volatility (1Y)Calculated over the trailing 1-year period | 2.86% | 3.62% | -0.76% |
Volatility (5Y)Calculated over the trailing 5-year period, annualized | 4.20% | 4.96% | -0.76% |
Volatility (10Y)Calculated over the trailing 10-year period, annualized | 5.34% | 6.31% | -0.97% |