PFINX vs. PPSIX
Compare and contrast key facts about PIMCO Preferred and Capital Securities Fund (PFINX) and Principal Spectrum Preferred and Capital Securities Income Fund (PPSIX).
PFINX is managed by PIMCO. It was launched on Apr 12, 2015. PPSIX is managed by Principal. It was launched on Apr 30, 2002.
Performance
PFINX vs. PPSIX - Performance Comparison
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PFINX vs. PPSIX - Yearly Performance Comparison
| 2026 (YTD) | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | |
|---|---|---|---|---|---|---|---|---|---|---|
PFINX PIMCO Preferred and Capital Securities Fund | -0.89% | 8.73% | 10.84% | 7.03% | -12.82% | 4.61% | 6.73% | 20.78% | -4.17% | 13.28% |
PPSIX Principal Spectrum Preferred and Capital Securities Income Fund | -1.61% | 7.86% | 9.82% | 5.88% | -10.67% | 3.03% | 5.47% | 16.45% | -4.54% | 10.51% |
Returns By Period
In the year-to-date period, PFINX achieves a -0.89% return, which is significantly higher than PPSIX's -1.61% return. Over the past 10 years, PFINX has outperformed PPSIX with an annualized return of 6.08%, while PPSIX has yielded a comparatively lower 4.34% annualized return.
PFINX
- 1D
- 0.11%
- 1M
- -2.89%
- YTD
- -0.89%
- 6M
- 0.45%
- 1Y
- 6.27%
- 3Y*
- 9.96%
- 5Y*
- 2.92%
- 10Y*
- 6.08%
PPSIX
- 1D
- 0.00%
- 1M
- -2.98%
- YTD
- -1.61%
- 6M
- -0.58%
- 1Y
- 4.72%
- 3Y*
- 8.02%
- 5Y*
- 2.57%
- 10Y*
- 4.34%
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PFINX vs. PPSIX - Expense Ratio Comparison
Both PFINX and PPSIX have an expense ratio of 0.79%.
Return for Risk
PFINX vs. PPSIX — Risk / Return Rank
PFINX
PPSIX
PFINX vs. PPSIX - Risk-Adjusted Trends Comparison
This table presents a comparison of risk-adjusted performance metrics for PIMCO Preferred and Capital Securities Fund (PFINX) and Principal Spectrum Preferred and Capital Securities Income Fund (PPSIX). Risk-adjusted metrics are performance indicators that assess an investment's returns in relation to its risk, enabling a more accurate comparison of different investment options.
| PFINX | PPSIX | Difference | |
|---|---|---|---|
Sharpe ratioReturn per unit of total volatility | 1.63 | 1.66 | -0.03 |
Sortino ratioReturn per unit of downside risk | 2.14 | 2.10 | +0.04 |
Omega ratioGain probability vs. loss probability | 1.41 | 1.39 | +0.02 |
Calmar ratioReturn relative to maximum drawdown | 1.79 | 1.45 | +0.35 |
Martin ratioReturn relative to average drawdown | 7.08 | 6.47 | +0.61 |
Data is calculated on a 1-year rolling basis and updated daily. The trend shows the change in the indicator over the past month. | |||
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Sharpe Ratios by Period
| PFINX | PPSIX | Difference | |
|---|---|---|---|
Sharpe Ratio (1Y)Calculated over the trailing 1-year period | 1.63 | 1.66 | -0.03 |
Sharpe Ratio (5Y)Calculated over the trailing 5-year period | 0.54 | 0.61 | -0.08 |
Sharpe Ratio (10Y)Calculated over the trailing 10-year period | 1.00 | 0.82 | +0.18 |
Sharpe Ratio (All Time)Calculated using the full available price history | 0.89 | 0.58 | +0.31 |
Correlation
The correlation between PFINX and PPSIX is 0.73, which is considered to be high. That indicates a strong positive relationship between their price movements. Having highly-correlated positions in a portfolio may signal a lack of diversification, potentially leading to increased risk during market downturns.
Dividends
PFINX vs. PPSIX - Dividend Comparison
PFINX's dividend yield for the trailing twelve months is around 3.87%, less than PPSIX's 5.39% yield.
| TTM | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
PFINX PIMCO Preferred and Capital Securities Fund | 3.87% | 3.74% | 5.30% | 6.26% | 8.54% | 5.79% | 3.06% | 6.40% | 6.43% | 7.08% | 6.19% | 2.34% |
PPSIX Principal Spectrum Preferred and Capital Securities Income Fund | 5.39% | 5.59% | 5.34% | 4.82% | 5.54% | 4.39% | 4.44% | 4.87% | 5.79% | 5.04% | 5.86% | 6.09% |
Drawdowns
PFINX vs. PPSIX - Drawdown Comparison
The maximum PFINX drawdown since its inception was -23.93%, smaller than the maximum PPSIX drawdown of -52.75%. Use the drawdown chart below to compare losses from any high point for PFINX and PPSIX.
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Drawdown Indicators
| PFINX | PPSIX | Difference | |
|---|---|---|---|
Max DrawdownLargest peak-to-trough decline | -23.93% | -52.75% | +28.82% |
Max Drawdown (1Y)Largest decline over 1 year | -3.43% | -3.18% | -0.25% |
Max Drawdown (5Y)Largest decline over 5 years | -22.11% | -17.37% | -4.74% |
Max Drawdown (10Y)Largest decline over 10 years | -23.93% | -22.82% | -1.11% |
Current DrawdownCurrent decline from peak | -2.98% | -3.18% | +0.20% |
Average DrawdownAverage peak-to-trough decline | -3.50% | -3.30% | -0.20% |
Ulcer IndexDepth and duration of drawdowns from previous peaks | 0.87% | 0.71% | +0.16% |
Volatility
PFINX vs. PPSIX - Volatility Comparison
PIMCO Preferred and Capital Securities Fund (PFINX) and Principal Spectrum Preferred and Capital Securities Income Fund (PPSIX) have volatilities of 1.31% and 1.29%, respectively, indicating that both stocks experience similar levels of price fluctuations. This suggests that the risk associated with both stocks, as measured by volatility, is nearly the same. The chart below showcases a comparison of their rolling one-month volatility.
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Volatility by Period
| PFINX | PPSIX | Difference | |
|---|---|---|---|
Volatility (1M)Calculated over the trailing 1-month period | 1.31% | 1.29% | +0.02% |
Volatility (6M)Calculated over the trailing 6-month period | 2.69% | 1.81% | +0.88% |
Volatility (1Y)Calculated over the trailing 1-year period | 3.82% | 2.86% | +0.96% |
Volatility (5Y)Calculated over the trailing 5-year period, annualized | 5.49% | 4.20% | +1.29% |
Volatility (10Y)Calculated over the trailing 10-year period, annualized | 6.12% | 5.34% | +0.78% |