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FYT vs. DFSV
Performance
Return for Risk
Dividends
Drawdowns
Volatility

Performance

FYT vs. DFSV - Performance Comparison

The chart below illustrates the hypothetical performance of a $10,000 investment in First Trust Small Cap Value AlphaDEX Fund (FYT) and Dimensional US Small Cap Value ETF (DFSV). The values are adjusted to include any dividend payments, if applicable.

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FYT vs. DFSV - Yearly Performance Comparison


2026 (YTD)2025202420232022
FYT
First Trust Small Cap Value AlphaDEX Fund
9.36%4.00%3.24%22.90%-8.80%
DFSV
Dimensional US Small Cap Value ETF
6.90%8.59%7.13%19.26%0.60%

Returns By Period

In the year-to-date period, FYT achieves a 9.36% return, which is significantly higher than DFSV's 6.90% return.


FYT

1D
1.41%
1M
-1.81%
YTD
9.36%
6M
11.53%
1Y
25.81%
3Y*
12.33%
5Y*
5.54%
10Y*
9.69%

DFSV

1D
1.98%
1M
-3.01%
YTD
6.90%
6M
10.89%
1Y
26.57%
3Y*
13.70%
5Y*
10Y*
*Multi-year figures are annualized to reflect compound growth (CAGR)

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FYT vs. DFSV - Expense Ratio Comparison

FYT has a 0.72% expense ratio, which is higher than DFSV's 0.31% expense ratio.


Return for Risk

FYT vs. DFSV — Risk / Return Rank

Compare risk-adjusted metric ranks to identify better-performing investments over the past 12 months.

FYT
FYT Risk / Return Rank: 6363
Overall Rank
FYT Sharpe Ratio Rank: 6060
Sharpe Ratio Rank
FYT Sortino Ratio Rank: 6666
Sortino Ratio Rank
FYT Omega Ratio Rank: 5858
Omega Ratio Rank
FYT Calmar Ratio Rank: 6767
Calmar Ratio Rank
FYT Martin Ratio Rank: 6363
Martin Ratio Rank

DFSV
DFSV Risk / Return Rank: 6868
Overall Rank
DFSV Sharpe Ratio Rank: 6666
Sharpe Ratio Rank
DFSV Sortino Ratio Rank: 6969
Sortino Ratio Rank
DFSV Omega Ratio Rank: 6666
Omega Ratio Rank
DFSV Calmar Ratio Rank: 7171
Calmar Ratio Rank
DFSV Martin Ratio Rank: 6868
Martin Ratio Rank
The rank (0–100) shows how this investment's returns compare to the risk taken. Higher = better. Based on the past 12 months of data, combining Sharpe, Sortino, and other metrics used by quantitative funds and institutional investors.

FYT vs. DFSV - Risk-Adjusted Trends Comparison

This table presents a comparison of risk-adjusted performance metrics for First Trust Small Cap Value AlphaDEX Fund (FYT) and Dimensional US Small Cap Value ETF (DFSV). Risk-adjusted metrics are performance indicators that assess an investment's returns in relation to its risk, enabling a more accurate comparison of different investment options.


FYTDFSVDifference

Sharpe ratio

Return per unit of total volatility

1.07

1.12

-0.05

Sortino ratio

Return per unit of downside risk

1.66

1.67

0.00

Omega ratio

Gain probability vs. loss probability

1.22

1.23

-0.02

Calmar ratio

Return relative to maximum drawdown

1.73

1.73

0.00

Martin ratio

Return relative to average drawdown

6.28

6.49

-0.21

FYT vs. DFSV - Sharpe Ratio Comparison

The current FYT Sharpe Ratio is 1.07, which is comparable to the DFSV Sharpe Ratio of 1.12. The chart below compares the historical Sharpe Ratios of FYT and DFSV, offering insights into how both investments have performed under varying market conditions. These values are calculated using daily returns over the previous 12 months.


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Sharpe Ratios by Period


FYTDFSVDifference

Sharpe Ratio (1Y)

Calculated over the trailing 1-year period

1.07

1.12

-0.05

Sharpe Ratio (5Y)

Calculated over the trailing 5-year period

0.25

Sharpe Ratio (10Y)

Calculated over the trailing 10-year period

0.37

Sharpe Ratio (All Time)

Calculated using the full available price history

0.38

0.46

-0.08

Correlation

The correlation between FYT and DFSV is 0.97, which is considered to be high. That indicates a strong positive relationship between their price movements. Having highly-correlated positions in a portfolio may signal a lack of diversification, potentially leading to increased risk during market downturns.


Dividends

FYT vs. DFSV - Dividend Comparison

FYT's dividend yield for the trailing twelve months is around 1.18%, less than DFSV's 1.53% yield.


TTM20252024202320222021202020192018201720162015
FYT
First Trust Small Cap Value AlphaDEX Fund
1.18%0.94%2.07%1.50%1.36%1.19%0.96%1.44%1.78%1.16%1.16%0.96%
DFSV
Dimensional US Small Cap Value ETF
1.53%1.53%1.31%1.29%0.90%0.00%0.00%0.00%0.00%0.00%0.00%0.00%

Drawdowns

FYT vs. DFSV - Drawdown Comparison

The maximum FYT drawdown since its inception was -50.48%, which is greater than DFSV's maximum drawdown of -28.02%. Use the drawdown chart below to compare losses from any high point for FYT and DFSV.


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Drawdown Indicators


FYTDFSVDifference

Max Drawdown

Largest peak-to-trough decline

-50.48%

-28.02%

-22.46%

Max Drawdown (1Y)

Largest decline over 1 year

-15.05%

-15.38%

+0.33%

Max Drawdown (5Y)

Largest decline over 5 years

-28.90%

Max Drawdown (10Y)

Largest decline over 10 years

-50.48%

Current Drawdown

Current decline from peak

-4.04%

-5.67%

+1.63%

Average Drawdown

Average peak-to-trough decline

-8.62%

-6.93%

-1.69%

Ulcer Index

Depth and duration of drawdowns from previous peaks

4.14%

4.11%

+0.03%

Volatility

FYT vs. DFSV - Volatility Comparison

The current volatility for First Trust Small Cap Value AlphaDEX Fund (FYT) is 4.69%, while Dimensional US Small Cap Value ETF (DFSV) has a volatility of 5.36%. This indicates that FYT experiences smaller price fluctuations and is considered to be less risky than DFSV based on this measure. The chart below showcases a comparison of their rolling one-month volatility.


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Volatility by Period


FYTDFSVDifference

Volatility (1M)

Calculated over the trailing 1-month period

4.69%

5.36%

-0.67%

Volatility (6M)

Calculated over the trailing 6-month period

12.93%

13.02%

-0.09%

Volatility (1Y)

Calculated over the trailing 1-year period

24.21%

23.83%

+0.38%

Volatility (5Y)

Calculated over the trailing 5-year period, annualized

22.64%

22.56%

+0.08%

Volatility (10Y)

Calculated over the trailing 10-year period, annualized

25.99%

22.56%

+3.43%