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Principal SmallCap Value Fund II (PPVIX)
Performance
Return for Risk
Dividends
Drawdowns
Volatility

Fund Info

ISIN
US74254R6945
CUSIP
74254R694
Issuer
Principal
Inception Date
Jun 1, 2004
Min. Investment
$0
Distribution Policy
Distributing
Asset Class
Equity
Asset Class Size
Small-Cap
Asset Class Style
Value

Share Price Chart


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Performance

Performance Chart

The chart shows the growth of an initial investment of $10,000 in Principal SmallCap Value Fund II, comparing it to the performance of the S&P 500 index or another benchmark. All prices have been adjusted for splits and dividends.


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S&P 500 Index

Returns By Period

Principal SmallCap Value Fund II (PPVIX) has returned 2.19% so far this year and 18.37% over the past 12 months. Over the last ten years, PPVIX has returned 10.28% per year, falling short of the S&P 500 Index benchmark, which averaged 12.16% annually.


Principal SmallCap Value Fund II

1D
-0.34%
1M
-6.03%
YTD
2.19%
6M
5.85%
1Y
18.37%
3Y*
14.18%
5Y*
9.16%
10Y*
10.28%

Benchmark (S&P 500 Index)

1D
2.91%
1M
-5.09%
YTD
-4.63%
6M
-2.39%
1Y
16.33%
3Y*
16.69%
5Y*
10.18%
10Y*
12.16%
*Multi-year figures are annualized to reflect compound growth (CAGR)

Monthly Returns

Based on dividend-adjusted daily data since Jun 2, 2004, PPVIX's average daily return is +0.04%, while the average monthly return is +0.87%. At this rate, your investment would double in approximately 6.7 years.

Historically, 61% of months were positive and 39% were negative. The best month was Apr 2009 with a return of +18.6%, while the worst month was Mar 2020 at -24.2%. The longest winning streak lasted 8 consecutive months, and the longest losing streak was 5 months.

On a daily basis, PPVIX closed higher 51% of trading days. The best single day was Dec 19, 2024 with a return of +10.0%, while the worst single day was Dec 1, 2008 at -11.3%.


JanFebMarAprMayJunJulAugSepOctNovDecTotal
20266.21%2.39%-6.03%2.19%
20253.22%-4.22%-5.55%-5.59%4.54%4.63%2.08%6.81%-0.66%-0.25%3.17%0.65%8.18%
2024-3.86%2.91%4.73%-6.19%4.48%-1.70%9.38%-2.33%-0.54%-2.25%10.06%1.71%16.09%
20239.56%-0.44%-5.17%-3.14%-1.34%9.96%5.63%-3.41%-5.26%-5.91%8.41%11.97%20.00%
2022-3.72%1.77%0.24%-6.71%3.55%-8.99%9.16%-3.70%-9.65%12.29%4.55%-5.69%-9.20%
20212.12%11.01%5.07%3.49%3.37%-1.60%-2.54%2.17%-1.42%4.24%-2.14%5.12%32.00%

Benchmark Metrics

Principal SmallCap Value Fund II has an annualized alpha of 0.95%, beta of 1.06, and R² of 0.72 versus S&P 500 Index. Calculated based on daily prices since June 03, 2004.

  • This fund captured 116.89% of S&P 500 Index gains and 113.31% of its losses — amplifying both gains and losses, but participating more in upside than downside.
  • With beta of 1.06 and R² of 0.72, this fund moves broadly in line with S&P 500 Index — much of its variation is explained by market exposure rather than independent behavior.

Alpha
0.95%
Beta
1.06
0.72
Upside Capture
116.89%
Downside Capture
113.31%

Expense Ratio

PPVIX has a high expense ratio of 0.96%, indicating above-average management fees.


Return for Risk

Risk / Return Rank

PPVIX ranks 40 for risk / return — below 40% of mutual funds on our site. The returns aren't fully compensating for the risk involved. This isn't necessarily a dealbreaker, but factor it into your decision — especially if you're risk-averse.


PPVIX Risk / Return Rank: 4040
Overall Rank
PPVIX Sharpe Ratio Rank: 3737
Sharpe Ratio Rank
PPVIX Sortino Ratio Rank: 4141
Sortino Ratio Rank
PPVIX Omega Ratio Rank: 3636
Omega Ratio Rank
PPVIX Calmar Ratio Rank: 4343
Calmar Ratio Rank
PPVIX Martin Ratio Rank: 4040
Martin Ratio Rank
The rank (0–100) shows how this investment's returns compare to the risk taken. Higher = better. Based on the past 12 months of data, combining Sharpe, Sortino, and other metrics used by quantitative funds and institutional investors.

Return / Risk — by metrics

The table below present risk-adjusted performance metrics for Principal SmallCap Value Fund II (PPVIX) and compare them to a chosen benchmark (S&P 500 Index).


PPVIXBenchmarkDifference

Sharpe ratio

Return per unit of total volatility

0.84

0.90

-0.05

Sortino ratio

Return per unit of downside risk

1.31

1.39

-0.07

Omega ratio

Gain probability vs. loss probability

1.18

1.21

-0.03

Calmar ratio

Return relative to maximum drawdown

1.12

1.40

-0.28

Martin ratio

Return relative to average drawdown

4.32

6.61

-2.29

Explore PPVIX risk-adjusted metrics in detail

Dive deeper into individual metrics with historical trends, benchmark comparisons, and performance across different time periods.

Dividends

Dividend History

Principal SmallCap Value Fund II provided a 8.69% dividend yield over the last twelve months, with an annual payout of $1.02 per share.


0.00%5.00%10.00%15.00%20.00%25.00%$0.00$0.50$1.00$1.50$2.0020152016201720182019202020212022202320242025
Dividends
Dividend Yield
PeriodTTM20252024202320222021202020192018201720162015
Dividend$1.02$1.02$2.39$0.38$1.24$1.94$0.09$0.10$2.38$0.84$0.78$1.33

Dividend yield

8.69%8.88%20.81%3.11%11.81%15.05%0.76%0.88%26.50%6.37%5.98%11.97%

Monthly Dividends

The table displays the monthly dividend distributions for Principal SmallCap Value Fund II. The dividends shown in the table have been adjusted to account for any splits that may have occurred.


JanFebMarAprMayJunJulAugSepOctNovDecTotal
2026$0.00$0.00$0.00$0.00
2025$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$1.02$1.02
2024$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$2.39$2.39
2023$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.38$0.38
2022$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$1.24$1.24
2021$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$0.00$1.94$1.94

Drawdowns

Drawdowns Chart

The Drawdowns chart displays portfolio losses from any high point along the way. Drawdowns are calculated considering price movements and all distributions paid, if any.


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Worst Drawdowns

The table below displays the maximum drawdowns of the Principal SmallCap Value Fund II. A maximum drawdown is a measure of risk, indicating the largest reduction in portfolio value due to a series of losing trades.

The maximum drawdown for the Principal SmallCap Value Fund II was 64.79%, occurring on Mar 9, 2009. Recovery took 962 trading sessions.

The current Principal SmallCap Value Fund II drawdown is 8.03%.


Depth

Start

To Bottom

Bottom

To Recover

End

Total

-64.79%Jun 5, 2007444Mar 9, 2009962Jan 2, 20131406
-45.87%Aug 28, 2018394Mar 23, 2020194Dec 28, 2020588
-22.89%Jan 22, 202554Apr 8, 202594Aug 22, 2025148
-22.66%Jun 24, 2015161Feb 11, 2016190Nov 10, 2016351
-20.41%Nov 8, 2021222Sep 26, 2022203Jul 19, 2023425

Volatility

Volatility Chart

The chart below shows the rolling one-month volatility.


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