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Performance

^SP400 Performance Chart

S&P 400 Index (^SP400) is up 13.6% since the beginning of the year. ^SP400 is currently trading at $3,755 per share. Investors who bought $1,000 worth of ^SP400 shares 5 years ago would now be looking at an investment worth $1,383.


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S&P 500 Index

Returns By Period

S&P 400 Index (^SP400) has returned 13.60% so far this year and 25.39% over the past 12 months. Over the last ten years, ^SP400 has returned 9.60% per year, falling short of the S&P 500 Index benchmark, which averaged 13.75% annually.


S&P 400 Index

1D
0.87%
1M
3.16%
YTD
13.60%
6M
14.49%
1Y
25.39%
3Y*
14.43%
5Y*
6.70%
10Y*
9.60%

Benchmark (S&P 500 Index)

1D
0.13%
1M
5.25%
YTD
11.16%
6M
11.43%
1Y
28.20%
3Y*
21.12%
5Y*
12.66%
10Y*
13.75%
*Multi-year figures are annualized to reflect compound growth (CAGR)

^SP400 Monthly Returns History

Based on dividend-adjusted daily data since Mar 11, 1992, ^SP400's average daily return is +0.05%, while the average monthly return is +0.91%. At this rate, an investment would double in approximately 6.4 years.

Historically, 62% of months were positive and 38% were negative. The best month was Apr 2009 with a return of +14.8%, while the worst month was Oct 2008 at -21.8%. The longest winning streak lasted 10 consecutive months, and the longest losing streak was 5 months.

On a daily basis, ^SP400 closed higher 54% of trading days. The best single day was Mar 24, 2020 with a return of +10.7%, while the worst single day was Mar 16, 2020 at -13.8%.


JanFebMarAprMayJunJulAugSepOctNovDecTotal
20263.99%4.02%-5.56%7.80%2.34%0.79%13.60%
20253.78%-4.44%-5.68%-2.32%5.25%3.38%1.56%3.26%0.29%-0.53%1.92%-0.10%5.90%
2024-1.77%5.80%5.39%-6.08%4.26%-1.77%5.73%-0.21%0.98%-0.77%8.66%-7.29%12.20%
20239.14%-1.95%-3.41%-0.87%-3.36%8.96%4.05%-3.04%-5.42%-5.42%8.33%8.50%14.45%
2022-7.27%0.99%1.21%-7.18%0.58%-9.78%10.75%-3.25%-9.36%10.42%5.95%-5.72%-14.48%
20211.45%6.67%4.53%4.44%0.08%-1.15%0.28%1.83%-4.09%5.82%-3.06%4.92%23.21%

Benchmark Metrics

S&P 400 Index has an annualized alpha of 1.35%, beta of 1.01, and R2 of 0.83 versus S&P 500 Index. Calculated based on daily prices since March 12, 1992.

  • This index captured 107.08% of S&P 500 Index gains and 101.93% of its losses - amplifying both gains and losses, but participating more in upside than downside.
  • With beta of 1.01 and R2 of 0.83, this index moves broadly in line with S&P 500 Index - much of its variation is explained by market exposure rather than independent behavior.

Alpha
1.35%
Beta
1.01
0.83
Upside Capture
107.08%
Downside Capture
101.93%

Return for Risk

Risk / Return Rank

^SP400 ranks 61 for risk / return — better than 61% of indices on our site. You're getting solid returns for the risk taken. A good sign, especially for investors who want growth without excessive volatility.


^SP400 Risk / Return Rank: 6161
Overall Rank
^SP400 Sharpe Ratio Rank: 5656
Sharpe Ratio Rank
^SP400 Sortino Ratio Rank: 5858
Sortino Ratio Rank
^SP400 Omega Ratio Rank: 5555
Omega Ratio Rank
^SP400 Calmar Ratio Rank: 6666
Calmar Ratio Rank
^SP400 Martin Ratio Rank: 6969
Martin Ratio Rank
The rank (0–100) shows how this investment's returns compare to the risk taken. Higher = better. Based on the past 12 months of data, combining Sharpe, Sortino, and other metrics used by quantitative funds and institutional investors.

Return / Risk — by metrics

The table below present risk-adjusted performance metrics for S&P 400 Index (^SP400) and compare them to S&P 500 Index.


^SP400BenchmarkDifference

Sharpe ratio

Return per unit of total volatility

1.65

2.39

-0.74

Sortino ratio

Return per unit of downside risk

2.41

3.25

-0.85

Omega ratio

Gain probability vs. loss probability

1.29

1.43

-0.14

Calmar ratio

Return relative to maximum drawdown

2.85

3.11

-0.27

Martin ratio

Return relative to average drawdown

10.24

14.38

-4.14

Drawdowns

Drawdowns Chart

The Drawdowns chart displays portfolio losses from any high point along the way. Drawdowns are calculated considering price movements and all distributions paid, if any.


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Worst Drawdowns

The table below displays the maximum drawdowns of the S&P 400 Index. A maximum drawdown is a measure of risk, indicating the largest reduction in portfolio value due to a series of losing trades.

The maximum drawdown for the S&P 400 Index was 56.32%, occurring on Mar 9, 2009. Recovery took 470 trading sessions.


Related event

Drawdown

Fall

Recovery

Underwater

Financial crisis2007–2009
-56.32%Mar 2009
1y 7mo1y 10mo
3y 6moJul 2007 - Jan 2011
COVID crash2020
-42.14%Mar 2020
1mo 1d7mo 22d
8mo 23dFeb 2020 - Nov 2020
Dot-com crash2000–2002
-32.25%Oct 2002
5mo 25d1y 25d
1y 6moApr 2002 - Nov 2003
1998 bear market1998
-27.51%Oct 1998
5mo 18d2mo 24d
8mo 12dApr 1998 - Dec 1998
2011 bear market2011
-26.62%Oct 2011
5mo 4d11mo 16d
1y 4moMay 2011 - Sep 2012

Drawdown Indicators


^SP400BenchmarkDifference

Max Drawdown

Largest peak-to-trough decline

-56.32%

-56.78%

+0.46%

Max Drawdown (1Y)

Largest decline over 1 year

-8.96%

-9.10%

+0.14%

Max Drawdown (3Y)

Largest decline over 3 years

-24.46%

-18.90%

-5.56%

Max Drawdown (5Y)

Largest decline over 5 years

-24.46%

-25.43%

+0.97%

Max Drawdown (10Y)

Largest decline over 10 years

-42.14%

-33.92%

-8.22%

Current Drawdown

Current decline from peak

0.00%

0.00%

0.00%

Average Drawdown

Average peak-to-trough decline

-7.15%

-10.72%

+3.57%

Ulcer Index

Depth and duration of drawdowns from previous peaks

2.48%

1.97%

+0.51%

Volatility

Volatility Chart

The chart below shows the rolling one-month volatility.


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Portfolio Analyzer

Build a portfolio with ^SP400

Add S&P 400 Index to a portfolio and analyze allocations for your target — whether that's maximizing returns, minimizing drawdowns, or balancing risk across holdings.

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