PSSMX vs. AVUV
Compare and contrast key facts about Principal SmallCap S&P 600 Index Fund (PSSMX) and Avantis US Small Cap Value ETF (AVUV).
PSSMX is managed by Principal. It was launched on Dec 6, 2000. AVUV is a passively managed fund by Avantis that tracks the performance of the Russell 2000 Value. It was launched on Sep 24, 2019.
Performance
PSSMX vs. AVUV - Performance Comparison
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PSSMX vs. AVUV - Yearly Performance Comparison
| 2026 (YTD) | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | |
|---|---|---|---|---|---|---|---|---|
PSSMX Principal SmallCap S&P 600 Index Fund | 3.33% | 5.34% | 16.60% | 15.18% | -16.69% | 25.39% | 10.65% | 7.55% |
AVUV Avantis US Small Cap Value ETF | 8.80% | 7.44% | 9.28% | 22.82% | -4.91% | 42.20% | 6.43% | 8.50% |
Returns By Period
In the year-to-date period, PSSMX achieves a 3.33% return, which is significantly lower than AVUV's 8.80% return.
PSSMX
- 1D
- 2.81%
- 1M
- -4.74%
- YTD
- 3.33%
- 6M
- 4.72%
- 1Y
- 19.51%
- 3Y*
- 12.61%
- 5Y*
- 4.99%
- 10Y*
- 9.90%
AVUV
- 1D
- 0.18%
- 1M
- -2.36%
- YTD
- 8.80%
- 6M
- 11.45%
- 1Y
- 28.45%
- 3Y*
- 16.26%
- 5Y*
- 10.42%
- 10Y*
- —
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PSSMX vs. AVUV - Expense Ratio Comparison
PSSMX has a 0.73% expense ratio, which is higher than AVUV's 0.25% expense ratio.
Return for Risk
PSSMX vs. AVUV — Risk / Return Rank
PSSMX
AVUV
PSSMX vs. AVUV - Risk-Adjusted Trends Comparison
This table presents a comparison of risk-adjusted performance metrics for Principal SmallCap S&P 600 Index Fund (PSSMX) and Avantis US Small Cap Value ETF (AVUV). Risk-adjusted metrics are performance indicators that assess an investment's returns in relation to its risk, enabling a more accurate comparison of different investment options.
| PSSMX | AVUV | Difference | |
|---|---|---|---|
Sharpe ratioReturn per unit of total volatility | 0.88 | 1.22 | -0.34 |
Sortino ratioReturn per unit of downside risk | 1.37 | 1.78 | -0.41 |
Omega ratioGain probability vs. loss probability | 1.18 | 1.25 | -0.07 |
Calmar ratioReturn relative to maximum drawdown | 1.37 | 1.88 | -0.51 |
Martin ratioReturn relative to average drawdown | 5.53 | 7.40 | -1.87 |
Data is calculated on a 1-year rolling basis and updated daily. The trend shows the change in the indicator over the past month. | |||
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Sharpe Ratios by Period
| PSSMX | AVUV | Difference | |
|---|---|---|---|
Sharpe Ratio (1Y)Calculated over the trailing 1-year period | 0.88 | 1.22 | -0.34 |
Sharpe Ratio (5Y)Calculated over the trailing 5-year period | 0.23 | 0.46 | -0.23 |
Sharpe Ratio (10Y)Calculated over the trailing 10-year period | 0.43 | — | — |
Sharpe Ratio (All Time)Calculated using the full available price history | 0.39 | 0.52 | -0.13 |
Correlation
The correlation between PSSMX and AVUV is 0.94, which is considered to be high. That indicates a strong positive relationship between their price movements. Having highly-correlated positions in a portfolio may signal a lack of diversification, potentially leading to increased risk during market downturns.
Dividends
PSSMX vs. AVUV - Dividend Comparison
PSSMX's dividend yield for the trailing twelve months is around 9.66%, more than AVUV's 1.40% yield.
| TTM | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
PSSMX Principal SmallCap S&P 600 Index Fund | 9.66% | 9.98% | 15.91% | 3.75% | 10.45% | 8.23% | 1.67% | 6.56% | 13.08% | 6.03% | 6.15% | 8.07% |
AVUV Avantis US Small Cap Value ETF | 1.40% | 1.58% | 1.61% | 1.65% | 1.74% | 1.28% | 1.21% | 0.38% | 0.00% | 0.00% | 0.00% | 0.00% |
Drawdowns
PSSMX vs. AVUV - Drawdown Comparison
The maximum PSSMX drawdown since its inception was -58.43%, which is greater than AVUV's maximum drawdown of -49.42%. Use the drawdown chart below to compare losses from any high point for PSSMX and AVUV.
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Drawdown Indicators
| PSSMX | AVUV | Difference | |
|---|---|---|---|
Max DrawdownLargest peak-to-trough decline | -58.43% | -49.42% | -9.01% |
Max Drawdown (1Y)Largest decline over 1 year | -14.85% | -15.43% | +0.58% |
Max Drawdown (5Y)Largest decline over 5 years | -27.01% | -28.79% | +1.78% |
Max Drawdown (10Y)Largest decline over 10 years | -44.85% | — | — |
Current DrawdownCurrent decline from peak | -5.83% | -3.97% | -1.86% |
Average DrawdownAverage peak-to-trough decline | -9.58% | -8.14% | -1.44% |
Ulcer IndexDepth and duration of drawdowns from previous peaks | 3.68% | 3.91% | -0.23% |
Volatility
PSSMX vs. AVUV - Volatility Comparison
Principal SmallCap S&P 600 Index Fund (PSSMX) has a higher volatility of 6.28% compared to Avantis US Small Cap Value ETF (AVUV) at 5.41%. This indicates that PSSMX's price experiences larger fluctuations and is considered to be riskier than AVUV based on this measure. The chart below showcases a comparison of their rolling one-month volatility.
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Volatility by Period
| PSSMX | AVUV | Difference | |
|---|---|---|---|
Volatility (1M)Calculated over the trailing 1-month period | 6.28% | 5.41% | +0.87% |
Volatility (6M)Calculated over the trailing 6-month period | 13.05% | 13.10% | -0.05% |
Volatility (1Y)Calculated over the trailing 1-year period | 22.67% | 23.46% | -0.79% |
Volatility (5Y)Calculated over the trailing 5-year period, annualized | 21.87% | 22.95% | -1.08% |
Volatility (10Y)Calculated over the trailing 10-year period, annualized | 22.92% | 28.59% | -5.67% |