The fund invests in a mix of equity and fixed-income securities, with a focus on common and preferred stocks as well as various types of debt securities including corporate bonds and mortgage-backed securities.

Nasdaq

ALIBX

The investment seeks to maximize total return, which consists of appreciation on its investments and a variable income stream. The portfolio will invest at least 80% of its net assets in securities of U.S. and non-U.S. companies, including those in emerging markets, listed on a national securities exchange, or foreign equivalent, that have a majority of their assets invested in or exposed to private companies or have as their stated intention to have a majority of their assets invested in or exposed to private companies ("Listed Private Equity Companies").

AVPEX

Under normal circumstances, the fund will invest at least 80% of its net assets, plus any borrowings for investment purposes, in equity and equity-linked securities of “Indian companies.” Equity securities in which the fund can invest may include common stocks, preferred stocks, convertible securities, rights and warrants to buy common stocks. The Advisor intends to invest in companies of all capitalization sizes.

INDAX

The fund seeks to achieve its investment objective by investing, under normal circumstances, directly or indirectly in a combination of commodity-related equity securities ("Commodity Equity Investments") and commodity futures-linked derivative instruments ("Commodity Investments") and thereby obtaining exposure to the commodity markets.

JCRAX

The investment seeks to maximize total return, which consists of appreciation on its investments and a variable income stream. The fund will invest at least 80% of its net assets in (i) securities of U.S. and non-U.S. companies, including those in emerging markets, listed on a national securities exchange, or foreign equivalent, that have a majority of their assets invested in or exposed to private companies or have as their stated intention to have a majority of their assets invested in or exposed to private companies and (ii) derivatives that otherwise have the economic characteristics of Listed Private Equity Companies.

LPEFX

The investment seeks to achieve long-term growth and income. The adviser and sub-adviser seek to achieve the fund's investment objective by strategically investing in, and tactically adjusting allocations to, exchange-traded funds (ETFs) that, under normal market conditions, are expected to consist of ETFs sub-advised by RiverFront as well as unaffiliated ETFs. The fund also seeks, under normal market conditions, a target asset allocation, on a look-through basis, of 60% to equities and 40% to fixed-income securities.

RLIIX

The fund primarily invests in U.S. debt securities across various sectors for potential capital appreciation, with a focus on credit and credit-related instruments, including below investment grade securities.

SMCVX

The fund invests, under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in short- and intermediate-term fixed-income securities including government securities, corporate bonds or notes and agency securities. It may also invest in asset-backed securities, money market instruments, commercial loans, and foreign debt securities.

SMRSX

The fund pursues its investment objective by primarily investing, under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in bonds. Bonds include, but are not limited to, government notes and bonds, corporate bonds, convertible bonds, commercial and residential mortgage-backed securities, and zero-coupon bonds. It may also invest in asset-backed securities, money market instruments, commercial loans, and foreign debt securities (including investments in emerging markets).

Symbol	Full Name	Category	Inception	Expense Ratio	YTD Return	10Y Return (Annualized)	Dividend Yield
ALIBX	ALPS/Smith Balanced Opportunity Fund	Diversified Portfolio	Sep 14, 2020	1.12%	5.81%	7.36%	1.60%
AVPEX	ALPS/Red Rocks Global Opportunity Portfolio	Global Equities	Oct 23, 2014	1.45%	7.45%	—	0.00%
INDAX	ALPS/Kotak India ESG Fund	Asia Pacific Equities	Feb 13, 2011	1.33%	5.07%	10.39%	4.22%
JCRAX	ALPS/CoreCommodity Management CompleteCommoditiesS...	Commodities	Jun 28, 2010	1.36%	4.45%	0.17%	3.13%
LPEFX	ALPS/Red Rocks Global Opportunity Fund	Global Equities	Dec 30, 2007	1.46%	7.38%	8.88%	5.18%
RLIIX	RiverFront Asset Allocation Growth & Income	Diversified Portfolio	Aug 1, 2010	0.25%	4.41%	5.39%	2.64%
SMCVX	ALPS/Smith Credit Opportunities Fund	Multisector Bonds	Sep 14, 2020	1.17%	1.56%	—	5.29%
SMRSX	ALPS/Smith Short Duration Bond Fund	Short-Term Bond	Jun 29, 2018	0.93%	1.12%	—	3.91%
SMTRX	ALPS/Smith Total Return Bond Fund	Intermediate Core-Plus Bond	Jun 29, 2018	0.99%	-0.86%	—	4.18%

ALPS Mutual Funds List

Risk vs. Return Scatterplot